USPTO Notice of Proposed Rule: Additional Specimens And/Or Evidence Of Use May Soon Be Required

Notice of Proposed Rule, 76 Fed. Reg. 40,839, issued by the United States Patent and Trademark Office (USPTO) on July 12, 2011 addresses “proof” that a mark is in use. Specifically, the proposed rules address issues related to the USPTO’s ability to verify the accuracy of the identification of goods and services by allowing the USPTO to require additional proof of use of a mark.

The proposed rules allow the USPTO to require (1) additional “information, exhibits, and affidavits or declarations deemed reasonably necessary to examine” renewal applications and declarations of use, and (2) “more than one specimen in connection with a use-based trademark application, an allegation of use, an amendment to a registered mark, or an affidavit or declaration of continued use.” According to the USPTO, the proposed rules “will facilitate an assessment of the reliability of the trademark register . . . so that the USPTO and stakeholders may determine whether and to what extent a general problem may exist and consider measures to address it, if necessary.”

Although the USPTO indicates that the requirements will not be widely implemented, members of the trademark bar have expressed concerns that the circumstances under which the USPTO may require additional specimens and/or evidence are unclear and that such requests may affect filing deadlines.